Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. Investment performance is not an explicit criterion, because clients’ investment goals differ. This recognition does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither TFO Phoenix nor its employees pay a fee to Financial Advisor (FA) Magazine in exchange for inclusion in the FA Magazine’s national ranking of registered investment advisors.
To be eligible for FA Magazine’s national ranking of registered investment advisors published in its July/August 2022 issue, firms must be registered investment advisors, file their own ADV statement with the SEC, provide financial planning and related services to individual clients, and have at least $500 million in assets under management. This ranking does not apply to hybrid or corporate registered investment advisors or investment advisor representatives (IARs). The firms provided company data pursuant to submission guidelines as of Dec. 31, 2021. According to FA Magazine, 534 firms were ranked and are listed by assets under management. FA magazine independently sets its criteria and TFO Phoenix has no influence on the criteria or the ranking.