For the second consecutive year, both TFO Phoenix’s Scott Horn (President) and Jacquie Weflen (Family Wealth Strategist) were named to Forbes Best-in-State Wealth Advisors List for 2023. Scott was ranked #5 in Arizona while Jacquie was ranked #47. Scott and Jacquie would be the first to say this is a team effort. Congratulations Scott and Jacquie (again) for this year’s award.

Important Disclosure:

Neither TFO Phoenix nor its employee paid a fee for placement on Forbes/SHOOK Best-in-State Wealth Advisors List. The ranking was developed by SHOOK® Research, LLC and the data provided was as of 6/30/22. The ranking was released on April 4, 2023.

TFO Phoenix, Inc. is registered as an investment adviser with the SEC and only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability.

Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Past performance is not an indication of future results. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. Investment performance is not an explicit criterion, because clients’ investment goals differ. This recognition does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor and are not indicative of future performance or representative of any one client’s experience The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative data, learned through surveys and interviews (in-person, telephone and virtual), so SHOOKs can evaluate best practices, service and investing models, compliance records, etc.; as well as quantitative data, like revenue trends and assets under management. All advisors have a minimum of seven years of experience. Portfolio performance is not a criterion due to varying client objectives and a lack of audited data. Neither Forbes nor SHOOK receives a fee in exchange for rankings.

Jacquie Weflen, TFO Phoenix Family Wealth Strategist, has recently been named to Forbes’ Top Women Wealth Advisors Best-in-State List. This is Jacquie’s second consecutive year earning this award and we could not be more proud. Thank you, Jacquie, for all you continue to do for our organization and client families.

Important Disclosures: Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. Investment performance is not an explicit criterion, because clients’ investment goals differ. This recognition does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance.

Neither TFO Phoenix nor its employee paid a fee for placement on Forbes/SHOOK Top Women Wealth Advisors Best-in-State List. Ranking was developed by SHOOK® Research, LLC and data provided was as of 9/30/22. The ranking was released on February 2, 2023. Ranking was based on in-person, virtual, and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes: client impact, industry experience, review of best practices and compliance records, firm nominations; and quantitative criteria, including assets under management and revenue generated for their firms.

We’ve once again been recognized among the Phoenix Business Journal’s “Best Places to Work”! This is our ninth consecutive year being recognized, a testament to our group creating a fun, challenging, and rewarding work experience. Thank you to our colleague team for making our company an amazing place to come to each and every day!

At TFO Phoenix, we take pride in our people and their service to our clients each and every day. Additionally, when one of our own is acknowledged for their commitment, we take the time to honor and celebrate with them.

I am excited to announce that a member of our team, Jacquie Weflen, has been named a 2022 Top Young Professional by the Family Wealth Alliance! This great distinction by the Family Wealth Alliance is awarded to those professionals under age 40 who are helping to shape the family wealth industry and who have demonstrated a strong record of innovation and outstanding performance, which Jacquie exemplifies each and every day.

It is with great reverence that we congratulate Jacquie. Between myself and the TFO Phoenix team, we could not be more proud of her and her achievements and we hope you are as well.

Important Disclosures:

Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. Investment performance is not an explicit criterion, because clients’ investment goals differ.

TFO Phoenix pays a membership fee to The Family Wealth Alliance. Neither TFO nor the nominee paid a fee for inclusion to the 2022 Family Wealth Alliance Top Young Professionals Award given October 18, 2022. In order to be nominated a candidate must be an established professional leader with a strong record of innovation, outstanding performance, under the age of 40 as of 01/01/22, employed at an established family wealth practice, and the nomination must have been submitted by 5 p.m. ET on 05/06/22. Nominees were judged on three criteria, equally weighted and averaged together to calculate their overall score. Weighting was executed by a computerized scoring system. Judges provided their unbiased assessment on each candidate, and looked for the following elements for review: thoughtfulness of the application, insights into the industry, introspective reflections and considerations, demonstrated impact, Does the candidate seem to focus on putting clients’ interests above their own?, Does the candidate appear to have high standards and values?, and Does leadership see true potential in the candidate?

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TFO Phoenix is proud to have been recently named to FinancialPlanning’s RIA Leaders List for 2022, which is comprised of registered investment advisory firms that provide fee-only financial planning services and lists the largest companies based on their assets under management. We are honored by this recent recognition and believe it highlights our commitment to helping as many families as possible.

Important Disclosure:

TFO Phoenix, Inc. is registered as an investment adviser with the SEC and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability.

The ranking data was compiled from advisors required SEC Form ADV filings in July 2022 using a six-part criteria: zero registered representatives of a broker-dealer, at least 50% of the firm’s clients must be individuals or high net worth individuals, must not list commissions as a compensation arrangement, must have more than zero financial planning clients, must not list commission-taking businesses in “other business activities”, and cannot be affiliated under common ownership with commission-taking businesses. Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Past performance is not an indication of future results. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. This recognition does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. TFO Phoenix did not pay a fee to be included in this list announced October 3, 2022.

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We are proud to announce that TFO Phoenix has been named to Financial Advisor Magazine’s RIA Survey and Rankings List for 2022. This year, our firm ranked #2 in the state of Arizona.

Feel free to read the full article on FA Magazine’s website and gain access to the full list of firms named.

Important Disclosure:

Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated adviser does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be construed as an endorsement of the adviser by any client. Investment performance is not an explicit criterion, because clients’ investment goals differ. This recognition does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither TFO Phoenix nor its employees pay a fee to Financial Advisor (FA) Magazine in exchange for inclusion in the FA Magazine’s national ranking of registered investment advisors.

To be eligible for FA Magazine’s national ranking of registered investment advisors published in its July/August 2022 issue, firms must be registered investment advisors, file their own ADV statement with the SEC, provide financial planning and related services to individual clients, and have at least $500 million in assets under management. This ranking does not apply to hybrid or corporate registered investment advisors or investment advisor representatives (IARs). The firms provided company data pursuant to submission guidelines as of Dec. 31, 2021. According to FA Magazine, 534 firms were ranked and are listed by assets under management. FA magazine independently sets its criteria and TFO Phoenix has no influence on the criteria or the ranking.

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